Semi-Empirical Methods


    In ab initio methods such as the Hartree-Fock method the two-electron, multi-center integrals Jij and Kij are solved explicitly. In semi-empirical methods these integrals are neglected or parameterized, and only valence shell electrons are considered. The Hamiltonian operator takes the form



where Nv is the total number of valence electrons in the molecule, V(i) is the potential energy of the ith electron in the field of nuclei and inner-shell electrons, and1



The semi-empirical methods that are currently included in both the Spartan software and the Gaussian software are the MNDO (modified neglect of diatomic overlap), AM1 (Austin model 1), and PM3 (parametric method number 3) methods. These methods employ Slater-type orbitals (STOs) as basis set functions



and make the following simplifying approximation



where dzy = 1 if z = y or if zy and the functions fz and fy are on the same atom. In all other cases dzy = 0. Likewise, dmn = 1 if m = n or if mn and the functions fm and fn are on the same atom, and dzy = 0 in all other cases. The notation (zy|mn) refers to the two-electron interaction integral 1,2



    The Fyy terms in the secular determinant are1,3



where the core integral Uyy is



The orbitals fz and fy are centered on atom A, and orbitals fp and fq are centered on atom B. The second term in eq 5 is an approximation of the integral < fy | VB | fy >. CB is the core charge on atom B, i.e. atomic number of atom B minus the number of inner-shell electrons, and (yy|sBsB) is a two-electron, two-center interaction integral. The sB orbital is the valence s orbital on atom B. Pzz and Ppq are called density matrix elements and are defined as



for closed-shell configurations. There are two types of off-diagonal elements Fzy in the secular determinant. The element in which the fz and fy orbitals are on the same atom constitutes one type and is labeled . The other type of off-diagonal element has the fzand fp orbitals on different atoms and is labeled .





Szp is the overlap integral < fz | fp> and it is solved exactly. The total energy of the molecule, Etotal, is the sum of the total valence electronic energy, Eel, and the energy of repulsion between the cores on atoms A and B.



In the MNDO method



where aA and aB are parameters and RAB is the internuclear distance.

    The one-center, two-electron interaction integrals (zz|yy) and (zy|zy) in eqs 5 and 8 are evaluated by a procedure that involves the fitting of the theoretical energies of the atoms to spectroscopic data. The values of these one-center, two-electron interaction integrals and the internuclear distances are used to compute the two-center, two-electron interaction integrals (zy|pq) in eqs 5, 8, and 9. The atomic parameters z ( the orbital parameter, eq2), Uyy, bz, bp, aA, and aB are evaluated by a nonlinear least-squares optimization procedure. This procedure involves the selection of a number of molecules that contain elements for which these atomic parameters are to be optimized. Only molecules for which the enthalpy of formation, molecular geometry, and dipole moment are experimentally known are chosen. Initial guesses for the parameters are used to calculate the enthalpies of formation, geometric variables, and dipole moments of these molecules. The calculated and experimental values are compared, a new set of values for the parameters are chosen, and the enthalpies of formation, geometric variables, and dipole moments are recalculated. This iterative process is continued until the squares of the weighted differences between the calculated and experimental values of the enthalpies of formation, geometric variables, and dipole moments are minimized.1,3 The optimized values of the atomic parameters z, Uyy, bz, bp, aA, and aB for each element are stored in the MNDO software. These values are accessed and used to calculate the Fyy and Fzy terms in the secular determinant each time that a MNDO calculation is performed.

    The AM1 method differs little from the MNDO method. In the AM1 method the values of orbital parameters z for the s and p orbitals are no longer set equal and an addittional expression has been added to the fAB term in eq 11. Unlike the AM1 method the PM3 method treats the one-center, two-electron interaction integrals (zz|yy) and (zy|zy) as parameters. Also, the procedure that is used to optimize the atomic parameters differs from the procedure described above.1,2




    1) Levine, Ira N. Quantum Chemistry, 5th ed.; Prentice Hall : Upper Saddle River, 2000; Chapter 16.
    2) Zerner, Michael C. In Reviews in Computational Chemistry; Lipkowitz, K. B.; Boyd, D. B. Ed; VCH: New York, 1991; Vol. 2; p 313.
    3) Dewar, M. J. S.; Thiel, W. J. Am. Chem. Soc.,1977, 99, 4899.

Nutt 01